香港科技大学(广州)Ph.D. candidate in Artificial Intelligence at HKUST(GZ)

陈坚Jian Chen

人工智能博士生Regulatory intelligence · AI evaluation
陈坚的个人照片

研究监管规则、证据与约束条件下的语言模型推理和决策系统。I study language-model reasoning and decision systems under regulatory rules, evidence, and constraints.

我的研究聚焦监管智能、监管规则解析、结构化代码生成与人工智能评测,尤其关注如何从跨行业复杂文档中检索证据、解析规则结构,并将其转化为可执行、可验证和便于人工复核的系统。我曾在汇丰从事监管科技、文档智能与跨境支付智能系统开发。My work spans regulatory intelligence, rule parsing, structured code generation, and AI evaluation. I focus on retrieving evidence from complex cross-domain documents, parsing rule structures, and translating them into executable and verifiable systems that remain open to human review. I previously worked at HSBC on regulatory technology, document intelligence, and intelligent cross-border payment systems.

研究方向Research

三个相互连接的研究问题Three connected research questions

我关注复杂行业与机构场景中的证据、规则和决策,并尝试把这些问题表述为可检验的人工智能、信息检索、代码生成与评测任务。I study evidence, rules, and decisions in complex industry and institutional settings, formulating them as testable problems in AI, information retrieval, code generation, and evaluation.

01

监管智能与规则理解Regulatory intelligence and rule understanding

如何从长篇法规、业务材料与用户问题中找到相关证据,并识别主体、条件、约束、例外及规则适用范围。How can systems retrieve relevant evidence from long regulations and business materials, then identify subjects, conditions, constraints, exceptions, and rule applicability?

02

结构化代码生成Structured code generation

如何将自然语言、监管条文和验证器反馈转化为可执行程序,并利用编译、测试和依赖证据引导生成与修复。How can natural language, regulatory text, and verifier feedback be translated into executable programs, with compiler, test, and dependency evidence guiding generation and repair?

03

证据约束的人工智能评测Evidence-licensed AI evaluation

如何区分模型真正利用了证据与推理计划,还是只依赖格式、继承错误脚手架,或产生表面上的分数提升。How can evaluation distinguish genuine use of evidence and reasoning plans from format dependence, corrupted scaffolds, or superficial score gains?

论文Publications

论文与研究手稿Publications and manuscripts

已发表或录用论文、审稿中手稿,以及正在准备的工作。作者列表中我的姓名以粗体标出。Published or accepted papers, manuscripts under review, and work in preparation. My name is shown in bold.

已发表与已录用Published and accepted

谷歌学术完整列表Full list on Google Scholar ↗
2026
From Statute to Control Flow: Span-Grounded Deontic Trees for Defeasible Scope Parsing 已录用Accepted
Jian Chen*, Siyuan Li*, Chucheng Wan, Zixuan Yuan†
KDD 2026共同第一作者Co-first author
2026
Compliance-to-Code: Enhancing Financial Compliance Checking via Code Generation 已发表Published
Siyuan Li*, Jian Chen*†, Rui Yao, Xuming Hu, Peilin Zhou, Weihua Qiu, et al.
KDD 2026共同第一作者、共同通讯作者Co-first and co-corresponding author
2025
DeKeyNLU: Enhancing Natural Language to SQL Generation through Task Decomposition and Keyword Extraction 已发表Published
Jian Chen, Zhenyan Chen, Xuming Hu, Peilin Zhou, Yining Hua, et al.
EMNLP 2025 FindingsFindings of EMNLP 2025第一作者First author
2025
ClimateIQA: A New Dataset and Benchmark to Advance Vision-Language Models in Meteorology Anomalies Analysis 已发表Published
Jian Chen, Peilin Zhou, Yining Hua, Dading Chong, Meng Cao, et al.
KDD 2025口头报告、第一作者Oral presentation, first author
2024
FinTextQA: A Dataset for Long-form Financial Question Answering 已发表Published
Jian Chen, Peilin Zhou, Yining Hua, Yingxin Loh, Kehui Chen, et al.
ACL 2024 主会ACL 2024 Main Conference第一作者First author

审稿中Under review

2026
Learning Costs, Not Routes: An Exact-Feasibility Contract for Learned Multigraph Routing 审稿中Under review
Jian Chen, Zixuan Yuan
第一作者First author
2026
Scores Are Not Claims: SCOPE-ROUTING for Evidence-Licensed Evaluation of Learned Multigraph Routing 审稿中Under review
Jian Chen, Zixuan Yuan
第一作者First author
2026
HARMONICBENCH: Fixed-Target Counterfactual Evaluation of Helpful, Corrupted, and Format-Dependent Plans 审稿中Under review
Xiaofeng Gu*, Jian Chen*†, Siyuan Li, Kaichen Zhang, Zixuan Yuan†
共同第一作者、共同通讯作者Co-first and co-corresponding author

准备中In preparation

2026
RepoTrace: Structured Verifier Evidence for Repository-Level Code Generation and Repair 准备中In preparation
Jian Chen, Chuhan Hu, Zixuan Yuan†
第一作者First author

* 共同贡献;† 通讯作者。审稿中与准备中的工作状态依据当前简历列出。* Equal contribution; † corresponding author. Review and preparation status follows the current CV.

代表项目Selected projects

从研究问题到系统实现From research questions to working systems

以下项目强调我承担的研究与系统工作,而不是单纯罗列产品功能。The projects below emphasize my research and system contributions rather than product features alone.

2023 至今
监管智能 · 合规自动化
2023 — Present
Regulatory Intelligence · Compliance Automation

监管智能与合规自动化Regulatory Intelligence & Compliance Automation

我领导并参与了一条围绕监管规则理解与合规自动化的连续研究线:从 FinTextQA 的长文档证据检索,到 Span-Grounded Deontic Trees 的规范范围解析,再到 Compliance-to-Code 的法规代码生成、检查与审计报告。核心工作是把主体、条件、约束、例外和证据要求显式表示,并连接到可执行的合规逻辑。I led and contributed to a continuous research line on regulatory rule understanding and compliance automation, spanning long-document evidence retrieval in FinTextQA, normative scope parsing with Span-Grounded Deontic Trees, and executable regulation-to-code generation, checking, and audit reporting in Compliance-to-Code. The central contribution is making subjects, conditions, constraints, exceptions, and evidence requirements explicit and executable.

角色Role项目负责人 / 系统负责人Project and system lead
相关论文 ↗Related paper ↗
2024 至今
结构化生成
2024 — Present
Structured Generation

从自然语言、规则与验证证据到代码Natural Language, Rules, and Verifier Evidence to Code

我从 DeKeyNLU 的任务分解与关键词提取出发,把结构化生成扩展到监管文本,再进一步研究 RepoTrace:将编译、构建、依赖、API 版本和测试失败信息组织为可追踪证据,用于仓库级代码生成与修复。Starting from task decomposition and keyword extraction in DeKeyNLU, I extended structured generation to regulatory text and then to RepoTrace, which organizes compiler, build, dependency, API-version, and test-failure signals as traceable evidence for repository-level code generation and repair.

角色Role项目负责人 / 第一作者Project lead / first author
DeKeyNLU 论文 ↗DeKeyNLU paper ↗
2026 至今
人工智能评测
2026 — Present
AI Evaluation

机构推理与反事实评测Institutional Reasoning & Counterfactual Evaluation

我共同领导 HARMONICBENCH 的研究设计,使用固定目标和反事实条件比较有帮助、被污染以及依赖格式的推理计划,从而测量模型是否真正利用计划内容,还是仅保留格式或继承错误脚手架。I co-led the research design of HARMONICBENCH, using fixed targets and counterfactual conditions to compare helpful, corrupted, and format-dependent plans, measuring whether models genuinely use plan content or merely retain formatting and inherit flawed scaffolds.

角色Role项目负责人 / 共同第一作者Project lead / co-first author
2024 — 2025
汇丰全球支付解决方案
2024 — 2025
HSBC GPS

跨境支付路径规划系统Payment AutoPilot

在汇丰全球支付解决方案团队,我负责跨境支付路径规划系统的核心算法与端到端系统设计,将图建模、路径优化、成本与时间预测以及业务约束整合为可部署的多目标决策流程。At HSBC Global Payments Solutions, I led the core algorithmic and end-to-end system design of a cross-border payment-routing system, integrating graph modeling, route optimization, cost and time prediction, and business constraints into a deployable multi-objective decision workflow.

角色Role算法与系统负责人Algorithm and system lead
生产环境部署Production deployed
经历Experience

教育与工作经历Education and experience

教育Education

2024 — 2027
预计expected

人工智能博士Ph.D. in Artificial Intelligence

香港科技大学(广州)The Hong Kong University of Science and Technology (Guangzhou)

导师:熊辉教授、袁子轩教授;全额奖学金。Supervisors: Prof. Hui Xiong and Prof. Zixuan Yuan; full scholarship.

2022 — 2024

人工智能哲学硕士M.Phil. in Artificial Intelligence

香港科技大学(广州)The Hong Kong University of Science and Technology (Guangzhou)

导师:梁俊卫教授;优秀硕士毕业生;全额奖学金。Supervisor: Prof. Junwei Liang; Outstanding Master’s Graduate; full scholarship.

2017 — 2021

工商管理学士(商业分析)B.B.A. in Business Analytics

澳门科技大学Macau University of Science and Technology

工作Work

2024 — 2025

人工智能咨询专家AI Consultant Specialist

汇丰 · 全球支付解决方案,中国HSBC · Global Payments Solutions, China

负责跨境支付路径规划与优化系统。Led Payment AutoPilot for cross-border payment routing and optimization.

2022 — 2024

人工智能研究科学家AI Research Scientist

汇丰创新与创投实验室,中国HSBC Innovation and Venture Lab, China

研究文档智能、NL2SQL、RAG 与业务预测模型。Worked on document intelligence, NL2SQL, RAG, and predictive models for business analytics.

学术活动Academic activity

报告、媒体、服务与荣誉Talks, media, service, and recognition

将媒体与荣誉保持在适当权重,同时补充报告、教学和学术服务。Media and recognition are presented alongside talks, teaching, and academic service.

报告与媒体Talks and media

  • ClimateIQA:推进视觉语言模型气象异常分析的数据集与基准ClimateIQA: A New Dataset and Benchmark to Advance Vision-Language Models in Meteorology Anomalies Analysis
    KDD 2025 口头报告 · 加拿大多伦多 · 2025 年 8 月 17 日KDD 2025 oral presentation · Toronto, Canada · Aug. 17, 2025
  • ClimateIQA:视觉语言模型遇见气象学ClimateIQA / Vision-Language Models Meet Meteorology
    第十三届 CCF 大数据学术会议 · 2025 年 9 月 12 日13th CCF Big Data Conference · Sep. 12, 2025
  • 《麻省理工科技评论中国》:突破 NL2SQL 的“三重难题”瓶颈,港科广团队提出“先深度理解”新范式MIT Technology Review China: Breaking the three-difficulty bottleneck in NL2SQL with a “deep understanding first” paradigm
    2025 年 11 月 28 日 · DeKeyNLU / DeKeySQLNov. 28, 2025 · DeKeyNLU / DeKeySQL
    查看报道摘要Read coverage summary

    这篇报道围绕 DeKeyNLU / DeKeySQL 的“先理解、再生成”思路展开,介绍了任务分解、关键词提取、实体检索与 SQL 生成之间的关系。The coverage discusses the “understand first, generate second” approach behind DeKeyNLU / DeKeySQL, including task decomposition, keyword extraction, entity retrieval, and SQL generation.

    本摘要依据简历中的报道信息与正式论文整理,并非媒体原文。原始文章直达链接尚未在页面中确认。This summary is compiled from the CV entry and the formal paper; it is not a reproduction of the media article. A verified direct link to the original article is not currently included.

    媒体主页 ↗Publication homepage ↗  ·  正式论文 ↗Formal paper ↗

服务与荣誉Service and recognition

汇丰员工卓越奖HSBC RISE Award2025 · 获评汇丰科技员工前 0.1%2025 · Recognized among the top 0.1% of HSBC technology staff
优秀硕士毕业生Outstanding Master’s Graduate Award香港科技大学(广州) · 2024HKUST(GZ) · 2024
学术审稿Peer review知识发现与数据挖掘大会(2025、2026);神经信息处理系统大会(2026)KDD 2025 · KDD 2026 · NeurIPS 2026
教学Teaching机器学习与人工智能;科技与创新:社会与商业视角Machine Learning and Artificial Intelligence; Technology and Innovation: Social and Business Perspectives
研究指导Research mentoring指导和支持人工智能、监管智能、合规科技与模型评测方向的青年研究者。Mentored junior researchers in AI, regulatory intelligence, compliance technology, and model evaluation.

联系与合作Contact and collaboration

欢迎就监管智能、监管规则解析、结构化代码生成、模型评测与相关研究合作交流。I welcome conversations and collaborations on regulatory intelligence, rule parsing, structured code generation, model evaluation, and related topics.